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Overview
CCFA : The Code of Ethics and Standards of Professional Conduct (鈥淐ode and Standards鈥�) is the ethical benchmark for investment professionals around the globe, regardless of job title, cultural differences, or local laws. Accordingly, this course covers: professionalism and integrity of capital markets; duties to clients and employers; investment analysis and recommendations and conflicts of interest and responsibilities of a CFA. The course includes examination of case-studies in ethics and prepares students to pass the standard of practice exam.
Terms: Winter 2020
Instructors: Lima, Eduardo (Winter)
